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Compliance Disclosure

Old Slip Capital Management, Inc. (“OSCM”) is a US broker-dealer (Member FINRA/SIPC). OSCM is neither an attorney nor an accountant, and no portion of the website content should be interpreted or intended to constitute as legal, accounting, or tax advice or an opinion regarding the appropriateness of any investment presented. The content of this website is intended for general information purposes only and should not be acted upon without obtaining advice from a qualified professional concerning your own situation.

Old Slip Capital Management, Inc. and any of its representatives may only transact business in a particular state if registered in such state or if exempted or excluded from registration. Additionally, follow ups or individualized responses to persons in any state by Old Slip Capital Management, Inc. and any of its representatives that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made absent compliance with state registration requirements or an applicable exemption or exclusion from registration.

The information contained on this website has been developed or obtained from sources that we believe are reliable, but its accuracy, completeness, and timeliness are not guaranteed. OSCM’s website is limited to the dissemination of general information pertaining to its advisory services. Accordingly, the publication of OSCM’s website on the Internet should not be construed by any consumer and/or prospective client as OSCM’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation over the Internet. Any subsequent, direct communication by OSCM with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. The presence of this website on the Internet shall in no direct or indirect way be construed or interpreted as a solicitation to sell or offer to sell securities or investment advisory services to any residents of any state other than where OSCM is legally empowered to provide such services. All information is provided solely for convenience purposes only and all users thereof should be guided accordingly.


Certain portions of OSCM’s website may contain a discussion of and/or provide access to OSCM (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a ranking substitute for, personalized advice from OSCM, or from any other investment professional.

Tombstones published to the website and other marketing materials are selected based on Old Slip Capital’s determination of relevance and significance of completed engagements that demonstrate our experience, confidentiality provisions, and client approval.


OSCM does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third-party, whether linked to the OSCM website or incorporated herein, and takes no responsibility therefore. These sites are not sponsored or endorsed by, affiliated with, or the responsibility of OSCM. Unless expressly stated otherwise, the owners of these linked sites are not affiliated with OSCM and they do not sponsor or endorse the OSCM site or the views expressed by OSCM.


Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by OSCM), will be profitable or equal any historical performance level(s). Nothing on this website should be interpreted to state or imply that past results are an indication of future performance.

For information pertaining to the registration status of OSCM, please (1) call the FINRA BrokerCheck toll-free hotline number at +1.800.289.9999; (2) visit the FINRA Website address:; and/or, (3) view that FINRA has an investor brochure available through its FINRA BrokerCheck online database at:


For any further information, please feel free to contact us by calling: +1.646.290.7711, or by writing to: Old Slip Capital Management, Inc., 40 Wall Street, Floor 28, New York, NY 10005, or by email to:



Other Party Disclosures

FINRA Customer Identification Program Notice Disclosures
Refer to the link below for important information you need to know about opening a new account:

Our advice driven family office strives to preserve your family’s legacy
Protecting your business property, employees, and corporate liability
A personalized approach to executing a wealth management plan
Preserve cashflow for other uses by borrowing for Insurance requirements
A complete range of insurance and risk management services
Cost effective employee benefit services
Alternative investments are useful investment strategies for investors looking to diversify their portfolios from traditional funds.
Advisory based financial transactions on behalf of individuals, corporations, and governments
Holistic wealth management services driven by superior investment research
Our firm combines a disciplined investment management process with sustainable investing principals
Sophisticated Investment Advisory to corporate pension plans and ultra-high
net worth individuals
Building quality investment menus for plan sponsors while offering the protections of a sound ERISA fiduciary contract
Protecting your Home, Auto and general liability
Family Governance and Education is integral in achieving the necessary outcomes
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